翻訳と辞書 Words near each other ・ Principal–agent problem ・ Principate ・ Principe (disambiguation) ・ Principe (Genoa Metro) ・ Principe (surname) ・ Principe Amedeo-class ironclad ・ Principe Channel ・ Principe de Asturias (disambiguation) ・ Principe di Carignano-class ironclad ・ Principe di Savoia ・ Principe seedeater ・ Principal subalgebra ・ Principal Takes a Holiday ・ Principal teacher ・ Principal Tower ・ Principal trade ・ Principal Triangulation of Great Britain ・ Principal type ・ Principal value ・ Principal variation search ・ Principal warfare officer ・ Principal's Office (song) ・ Principal, Cape Verde ・ Principales ・ Principality ・ Principality (disambiguation) ・ Principality Building Society ・ Principality of Abkhazia ・ Principality of Achaea ・ Principality of Ake Dictionary Lists mini英和辞書 mini和英辞書 Webster 1913 Latin-English FOLDOC Wikipedia English ウィキペディア

翻訳と辞書　辞書検索 [ 開発暫定版 ] スポンサード リンク Principal trade ： ウィキペディア英語版 Principal trade A principal trade occurs when a brokerage house buys securities on the secondary market with the express strategy to hold long enough for a price appreciation. At that point the broker sells retails to the end use and gains appreciation plus commission. Brokers are required to notify when they provide a principal trade, though will typically obfuscate the fact through the fine print. The broker always seeks to sell their inventory to prospective buyers rather than buying new into the market. Common in bond sales. In the US, The Securities and Exchange Commission oversees principal trading at registered advisors and funds for compliance with Investment Company Act of 1940 (17(a) ) and with the Investment Advisers Act (206(3) ). The SEC can take enforcement action if it suspects improper activities or lack of appropriate disclosures. 抄文引用元・出典: フリー百科事典『 ウィキペディア（Wikipedia）』 ■ウィキペディアで「Principal trade」の詳細全文を読む スポンサード リンク 翻訳と辞書 : 翻訳のためのインターネットリソース Copyright(C) kotoba.ne.jp 1997-2016. All Rights Reserved.